Introducing Brokerages (“IB”), Futures Commission Merchants (“FCM”), Commodity Pool Operators (“CPO”), and certain Forex trading firms who operate as CFTC registrants and NFA members are required to produce certified financial statements on a yearly basis. These statements must be compiled by a certified public accountant that is properly licensed to conduct a certified financial examination of your firm which is consistent with CFTC and NFA reporting requirements.
Finding a well respected and experienced certified audit firm to meet your needs as a commodity brokerage can be a difficult task; that’s why Turnkey Trading Partners has done the work for you. Through our extensive list of industry relationships we have worked to make your regulatory experience as seamless as possible. Although we can’t require you to partner with anyone, we certainly can point you in the right direction.
Patke and Associates
As one of the industries leading commodity and securities public accounting firms, Patke and Associates has created a focused audit group to service the commodities investment community. A CPA firm knowledgeable in commodities reporting, Patake and Associates routinely works with brokerages like yours to meet their regulatory obligations and reduce costs. By utilizing cutting edge technology and implementing procedural efficiencies, they are able to offer the highest quality services while maintaining some of the most competitive pricing in the industry.
To find out more about your specific certified audit needs and learn more about Patke and Associates please contact TTP today and we’ll answer any questions you may have.